FIN 3210 Security Analysis and Portfolio Management sample papers, module by module

Reviewed by Edgar Pennington, MBA · Security Analysis and Portfolio Management · Thomas Edison State University · Free custom samples in 24–48h

FIN-3210 covers the full investments toolkit, from quoting a Treasury bill to writing an investment policy statement. The samples here follow one composite Trenton household through every module, so each calculation answers a decision a real investor would face.

Send the exact assignment or rubric from your classroom and a custom sample written to it lands in 24 to 48 hours, the first one free. FIN-3210 is TESU’s Security Analysis and Portfolio Management course. It covers the investment environment and financial instruments, securities markets and investment companies, portfolio theory and the CAPM, bond pricing, duration and equity valuation, options and futures, performance evaluation and international investing, hedge funds, taxes and inflation, and the investment process. Searches like "fin 3210 module 3 assignment example", "FIN3210 sample paper", and "FIN-3210 module samples" land on this page.

What FIN-3210 is really about

Bodie, Kane and Marcus’s Essentials of Investments is the text, and the course runs eight modules, from Background and Investment Issues through Securities Markets and Mutual Funds, Portfolio Theory and Debt Securities and Security Analysis.

The second half covers Derivative Markets, Portfolio Performance and International Investing, Hedge Funds, Taxes, and Inflation, and Investors and the Investment Process. A proctored, closed-book midterm on Modules 1 to 4 has forty multiple-choice questions, ten of them computational, and there is no final exam.

What FIN-3210’s assessments ask for

Eight discussions count 10 percent, eight written assignments 40 percent, the proctored midterm 30 percent and a 10- to 12-page final paper 30 percent, which may be started at any time and is due by the last day of the semester.

Where students lose points in FIN-3210

Marks go on mixing up yield quotations, ignoring interest in margin returns, averaging standard deviations instead of computing portfolio variance, confusing payoff with profit, comparing funds on raw returns and policy statements that choose an allocation before deriving the return the investor needs.

The FIN-3210 drawers

Module 1

FIN-3210 Module 1 assignment example

Written assignment: a composite Trenton couple's first investing questions are answered by sorting their holdings into asset classes, quoting a 26-week Treasury bill at a 4.747 percent bank discount yield, a 4.932 percent bond equivalent yield and a 4.993 percent effective annual rate, and showing a three-stock index that was flat price-weighted but up 6.59 percent value-weighted. Full sample paper, read it free.

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Module 2

FIN-3210 Module 2 assignment example

Written assignment: the composite Trenton household learns that a 50 percent margin purchase at $50 returns +32 or −48 percent on a $10 move and faces a margin call at $35.71, that a short sale at $80 is called at $92.31, and that $50,000 left for 20 years grows to about $191,700 in a 0.05 percent index fund but only about $151,100 in a fund with a 5.75 percent load and 1 percent expenses. Full sample paper, read it free.

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Module 3

FIN-3210 Module 3 assignment example

Written assignment: the composite Trenton household combines a stock fund (10 percent, 20 percent standard deviation) and a bond fund (5 percent, 8 percent) with a correlation of 0.2, finds the minimum-variance mix at 8 percent stocks and the optimal risky mix at 40 percent stocks with a Sharpe ratio of 0.395, allocates almost all its money to that portfolio at a risk aversion of 4 and prices a utility stock with the CAPM. Full sample paper, read it free.

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Module 4

FIN-3210 Module 4 assignment example

Written assignment: the composite Trenton household prices a ten-year 4.5 percent bond at $945.95 when yields are 5.2 percent, finds its modified duration of 7.89 and the $37 price drop duration predicts for a half-point rise, then values a stock at $63 with the constant-growth model, separates $16.33 of growth opportunities from no-growth value and reads its P/E of 15. Full sample paper, read it free.

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Module 5

FIN-3210 Module 5 assignment example

Written assignment: the composite Trenton household's utility shares at $52 are protected with a $50 put costing $2.10, capping the loss at $4.10, or used to write a $55 call for $1.80 that caps the gain at $4.80, put-call parity is checked against market prices, and a $500,000 portfolio with a beta of 1.1 is hedged with 2.2 index futures contracts. Full sample paper, read it free.

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Module 6

FIN-3210 Module 6 assignment example

Written assignment: the composite Trenton household compares two funds against the market, finding the 11 percent fund has a negative alpha of 0.4 points and a lower Sharpe ratio than a 9 percent fund with an alpha of 0.4 and an M-squared of 0.5 points, then converts an 8 percent euro return into an 11.24 percent dollar return and weighs the case for international diversification. Full sample paper, read it free.

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Module 7

FIN-3210 Module 7 assignment example

Written assignment: the composite Trenton household learns that a hedge fund's 12 percent gross return shrinks to 8 percent under two-and-twenty fees, that the same 8 percent becomes 6.08 percent after tax as interest but 6.8 percent as long-term gains, that a 6 percent nominal return is 2.91 percent real at 3 percent inflation and why TIPS and account location matter more for them than hedge funds. Full sample paper, read it free.

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Module 8

FIN-3210 Module 8 assignment example

Final paper: an investment policy statement for the composite Trenton couple, ages 47 and 45, with $310,000 saved and a $1.6 million retirement target, deriving a 6 percent required return and $23,140 of annual saving, weighing ability and willingness to bear risk, stating liquidity, horizon, tax, legal and pension constraints and setting a 65/35 allocation with rebalancing bands and annual review. Full sample paper, read it free.

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Using a FIN-3210 sample the right way

Share the FIN-3210 problem set due this week and a free first custom sample arrives inside 24-48h. Use it to check each formula and what the answer means, then work your own figures.

How these samples are written

FIN-3210 samples here keep one composite household across all eight modules, and every figure is computed from stated inputs so each step can be checked against the formula sheet allowed on the midterm.

FIN-3210 questions, answered

What textbook does FIN-3210 use?

Bodie, Kane and Marcus’s Essentials of Investments, tenth edition.

Is there a final exam in FIN-3210?

No. Instead there is a 10- to 12-page paper, worth 30 percent, due by the last day of the semester.

What does the FIN-3210 midterm cover?

Modules 1 to 4, in a two-hour, closed-book, proctored exam of forty multiple-choice questions, ten of them computational.